So, we have established that essence (or substance, which is the same thing in Aristotle) is not simply a definition. (At least, I am sufficiently convinced that Aristotle did not mean that.)
Instead, we need to look briefly at a passage from Book IV, 1, in which Aristotle analyzes the various meanings of the word
being (in Greek,
to on, which is the present participle, hence it refers to concrete beings, not “being in general”):
Aristotle does not answer the question of how
to on relates to
ousia until later, in Book V, where does his famous fourfold division of being. It is not necessary to get into that now. Rather, it is sufficient to observe with Aristotle that
ousia is what we think of most readily whenever we are using the term “being.”
(Notice how etymologically
ousia comes from the verb
to be in Greek, so to a Greek-speaking ear
ousia will sound like “being par excellence.”)
In other words, we are talking about “beings” that stand by themselves, like all the things we encounter every day: birds, plants, rocks, other human beings, and so on.
What Aristotle is getting it is that we sometimes use the verb
to be in other ways as well: to designate accidents (the tree
is green); to designate negations (the tree
is not an animal); or privations (I
am sick—sickness is a privation of health). However, at least in its participial form,
to on (which in Greek would be used more often than in English), “being” most properly means things that exist independently—i.e.,
ousiai (or substances/essences).
So, for Aristotle, is a bird an essence (or substance)? Yes, absolutely. Is the bird the same as its definition, or even its form? No. And here comes the insight from Book VII.
A substance, or essence, says Aristotle must have two specific characteristics: it must be
tode ti (literally “this what”)—I should be able to say “this bird” or “that man;” and it must be
choriston (that is, “separate”)—in other words, it should be a being that stands by itself, not an accident that inheres in another being.
In Book VII, Aristotle essentially analyzes three “candidates” for a substance, based on these two criteria.
(1) Could substance be the “underlying substrate,” as the Presocratics thought? No, he says, because it lacks definition and concreteness. A pile of bricks, he argues, do not make a house; they need a
form. (In that case, it is strictly speaking an accidental form, but the idea can be applied to substances as well. A bunch of feathers, muscles, and bones do not make a bird.)
(2) Could substance be simply the “form,” or the “universal” of Plato? No, argues Aristotle, because substance/essence refers to
this individual. (For Plato, universals are “separate”—they subsist—but not concrete.)
(3) So, what is substance/essence? It is
to ti en einai: what something is, simply because it is. The idea is, some attributes (namely the accidents) show that you are a certain
way (e.g., musical, funny, studious, sitting, standing, and so on), but only substance/essence shows you who you
are, simply because you
are:
There are some important observations, therefore:
*]Substance/essence in Aristotle is primarily to be identified with concrete individuals that can stand independently. It is identified with what a thing is, simply because it is (to ti en einai).
*]Substance (and in particular essence) cannot be reduced merely to the intelligible contents of a thing; that is its (substantial) form.
*]The form cannot be reduced to a thing’s definition; the definition is only our poor attempt to express the contents of that form. Much less can the essence be reduced to a definition.
*]Aristotle does say that we may speak of universal, abstract concepts as substances/essences (ousiai), but that, he insists, is only the secondary meaning of the term substance/essence. (He is reacting against Plato, who considered the universals—the ideas—to be the primary meaning of substance; we saw that Aristotle rejects such an outlook)